Don't recall specific question.
Compliance Examiner Interview Questions
60 compliance examiner interview questions shared by candidates
Interview format was very informal. No real questions, just dialogue.
How do you know NFA? Tell me a time when you have different opinions.
How would you rate your knowledge of OTC derivatives (Swaps) ?
What was a challenge you faced during a prior job or internship.
Why NFA?
"At Job A on your resume, I see that you were a (title of the position). Please describe in more details what you did there."
If you could do anything in the world for a living, what would it be?
Tell us a time when you did not meet a deadline.
Where do you see yourself in 5 years?
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